Monday, January 17th, 2022

Tag: Sec

SEC finalizes rule that allows it to delist foreign stocks for failure to meet audit requirements

Foreign public companies that are listed in the United States may be delisted if their auditors do not comply with requests for information from U.S. regulators.  On Thursday, the Securities and Exchange Commission adopted...

Ripple seeing ‘good progress’ in SEC case over XRP cryptocurrency

In this photo illustration of the ripple cryptocurrency ‘altcoin’ sits arranged for a photograph on April 25, 2018 in London, England.  Jack Taylor | Getty Images News | Getty Images Fintech company Ripple is...

Tesla hires former SEC trial lawyer David Misler as managing counsel

The logo marks the showroom and service center for the US automotive and energy company Tesla in Amsterdam on October 23, 2019. John Thys | AFP | Getty Images Tesla has hired David Misler as...

Warren asks SEC to probe DWAC for securities violations

Sen. Elizabeth Warren, D-Mass., conducts a news conference in the Capitol, March 1, 2021. Tom Williams | CQ-Roll Call, Inc. | Getty Images Sen. Elizabeth Warren on Thursday asked the Securities and Exchange Commission...

Until pandemic is over, prices will remain high, Dep Treasury Sec says

Economist Adewale “Wally” Adeyemo reacts as he testifies before the Senate Finance Committee during his confirmation hearing to be Deputy Secretary of the Treasury in the Dirksen Senate Office Building, in Washington, D.C., February...